John has over 30 years of experience as a securities lawyer and entrepreneur. John was General Counsel at the Pacific Stock Exchange and Boston Stock Exchange and was the Chief Regulator Officer for the NASDAQ subsidiary regulating options. He also served as General Counsel for two technology startups where he participated in both public and private financings. He has represented and dealt with major securities regulators and governmental entities, including, among others, the SEC, FINRA, state regulators, Congressional banking and finance subcommittees, the CFTC, and emerging/developing country governments as an advisor and consultant in capital market development. He was part of the team that designed and introduced the iShares ETF product to Barclays Bank. Check out John’s blog on Huffington Post.
Kim specializes in developing community capital raising strategies for social enterprises, cooperatives and nonprofits. She works primarily on investment offerings that can be publically offered and that are open broadly to community members. Kim has assisted a wide range of enterprises in successfully raising capital; from a worker-owned green waste recycling company to an organic farm, from a rural community development fund to an urban food coop. Kim has been with Cutting Edge for 5 years and has been practicing law for 20 years. She has her Juris Doctorate from Hastings College of Law, where she was editor-in-chief of the Women’s Law Journal. Kim lives, works, and plays in Oakland.
Brian is an attorney with over twenty-five years of experience working for nonprofits, start-ups, and publicly-traded companies. As a principal of both Cutting Edge Capital and Cutting Edge Counsel, Brian’s work is now focused on direct public offerings, corporate structuring, and strategies for community capital to help build a more equitable economy. Brian has served as General Counsel for RSF Social Finance, Clean Power Finance, and LendZoan; and before that as Corporate Counsel for Sybase and Catellus Development Corporation. He earned his J.D. from the University of the Pacific McGeorge School of Law and started his legal career with the North Bay law firm of Gaw Van Male. Brian is a member of the California Bar and serves on the boards of the Mount Diablo Music Education Foundation and the Neto Community Network.
Faiza began her career as a community organizer in Seattle, WA. Mission driven work has always been at the center of her professional career. She has worked in the Bay Area non-profits in both finance and operations for the last eight years. The executive producer and host of The Third Space Show, Faiza is a talented communicator and idea generator. She was previously the operations manager at Tikkun Magazine, where she improved the operational systems, processes, and policies in support of organization’s mission. Her prior experience includes working as a researcher at UC Berkeley and a multi-year consulting engagement with the Earth Island Institute in support of their annual fundraiser. Beyond finance, the scoop of her work at Cutting Edge Capital is identifying and fostering community partners while maintaining a balanced budget and playing a lead organizing role in the launch of its new nonprofit, Cutting Edge Institute. Faiza holds a bachelor’s degree in Political Science and Finance from UC Berkeley. GO BEARS!
Communications & Operations
Kassandra is driven by empowering and engaging communities and crafting compelling narratives. She works at the intersection of communications, operations, and public relations. Her fervor for writing, social change, and politics has led her from composing voter guides to writing talking points for elected officials on both the West and East Coasts. Prior to moving back to her hometown, Oakland, she was Director of Communications and Press Secretary to a New York State Senator. Previous to Cutting Edge Capital, she consulted local and national organizations and businesses as an independent consultant with various Bay Area public relations firms. Her strategies have led to stories in KQED, the Mercury News, the East Bay Times, and broadcast media outlets. Kassandra holds a B.A. in Media Studies from the City College of New York (CUNY).
Nicole’s diverse experience includes management, communications, and environmental consulting. Prior to joining Cutting Edge Capital, Nicole had previously worked as an environmental consultant for Roux Associates Inc. As a staff geologist, she supervised construction development on multiple brownfield real estate sites across the Bay Area. Nicole’s additional experience includes the management of two adjoining businesses, Thrive Acupuncture and Marquette Perk & Pantry, where she created financial & operational systems, developed marketing strategies, and specialized in client relations. Nicole graduated with a BS in Geology and a Communications Minor from Indiana University.
Director, Energy & Economic Development
Seth has over 30 years of experience in energy risk and commodity portfolio management, market design, utility delivery, renewables, and demand-side management services. He was the chief risk officer of an electricity clearinghouse he helped found in 2005 that was acquired by NASDAQ OMX in 2010. He has been an energy consultant to businesses, utilities, and government agencies and has served in a variety of management roles at both investor-owned and municipal utilities. He is currently assisting a number of startup energy and environmental technology companies with business and market development and helping the Near North Community in Chicago, IL with a community needs assessment for program outreach. Seth holds an MS in Decision Sciences from the University of Memphis and is a registered Energy Risk Professional by the Global Association of Risk Professionals.
Managing Director, Financial Strategies
Over the last 25 years, Walt has acquired a uniquely broad experience in corporate finance, treasury, private equity, investment and commercial banking. He has successfully participated in a leadership position, as either issuer or underwriter, in all phases of the capital fund raising process from venture equity, subordinated debt to senior secured credit facilities. Prior to founding Turnstone Securities, he served as Managing Partner for Rezzer Capital Partners, a Southeastern-based private hedge fund. Walt also served as the Commercial Banking Executive for Regions Financial (East Tennessee market). There he coordinated all commercial and investment banking (Morgan Keegan) activities within the bank’s largest geographic region.
Walt began his career in New York City with General Motors Global Treasurer’s office and later with Toronto-Dominion (TD) Securities within their Investment Banking Division. Walt later served as a senior banker with SunTrust, Crédit Lyonnais and CFO of an international telecommunications company focused on the sub-sea fiber optic cable investment space.
A native of Chattanooga, Walt attended The McCallie School and later received his B.A. in Mathematics and Chemistry from Vanderbilt University and a M.B.A. from Duke University’s Fuqua School of Business. In addition to holding FINRA Series 7, 63 and 65 licenses, he is registered as a Series 79 Investment Banking Representative and Series 24 General Securities Principal.
A former banker, Rupert was the CFO at RSF Social Finance and is now the CFO of the Native Arts and Cultures Foundation. As RSF’s first CFO, he was responsible for all financial and administrative functions of the charity and supporting organizations, including investment strategy design, implementation and portfolio management. As CFO of the Native Arts and Cultures Foundation, he is responsible for creating and overseeing all financial and administrative functions of the foundation and providing strategic counsel to the president, finance committee, and board. Rupert has been a Consulting CFO to Movilix Financial Corporation, where he built and implemented the financial management infrastructure for a private, cross-border, bilingual electronic payments platform. Rupert holds an MBA from Golden Gate University and a BA in accounting from California State University-Northridge.
Michael H. Shuman
Michael H. Shuman is an economist, attorney, author, and entrepreneur, and one of the world’s leading experts on community economics. He has authored, coauthored, or edited eight books. His most recent book, published by Chelsea Green, is Local Dollars, Local Sense: How to Move Your Money from Wall Street to Main Street and Achieve Real Prosperity. His previous book, The Small Mart Revolution: How Local Businesses Are Beating the Global Competition (Berrett-Koehler, 2006), received a bronze prize from the Independent Publishers Association for best business book of 2006. He helped co-found Business Alliance for Local Living Economies (BALLE), which represents 30,000 local businesses in North America in 80 communities, and is now a Fellow there. A prolific speaker, Shuman has given an average of more than one invited talk per week, mostly to local governments and universities, for the past 30 years. He has lectured in almost every U.S. state and eight countries. Read more about Michael Shuman on his website.
344 Thomas L Berkley Way
Oakland, CA 94612